EPSTEIN
page 5 / 379 . OCR, unverified
November 01, 2001 - November 30, 2001
JPMorgan Private Bank
Asset Account Portfolio
Page 6 of 12
Other
Note: R indicates position revised.
Swaps in Alphabetical Order
Description
Earimsted
Thole Dere
Ilettinry Dere
Value USD
R BEAR STEARNS CORP TOTAL RETURN SWAP
QUARTERLY LIBOR RESET
10/4/03 MGT NY
SWPEQA-BY-7
N/O Client
1,545.136 00
Total Other
1,545,136.00
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037122
SDNY_GM_00306320
EFTA01511301
--- SOURCE: IMAGES__0123__EFTA01511302.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511302.pdf
----------------------------------------
Account Number:
FINANCIAL TRUST COMPANY, INC.
November 01, 2001 - November 30, 2001
JPMorgan Chase Bank
345 Park Avenue, New York, NY 10154-1002
JPMorgan Private Bank
Asset Account Portfolio
Page 7 of 12
Private
Investments •
Private Investments Summary
LPs, LLCs. and Other
Total
933,747.00
Estimated
Current Value USD
933.747 00
Private Investment Holdings in Alphabetical Order
DeSerrano^
LPs,LLCs, and Other
NESTOR 2000 SPECIAL LLC
USD
3.000.000 00
(COMMITMENT EXPRESSED IN EUROS)
469994-90.9
Units
Commitment USD
Currency
Net of Origenation Fee
Capital Called
Since Inception USD
1.106,346 00
Ca atiSeCunry
OtarriburiOnS
Estimated
Since Inception USD
Value USD
00
933,747.00
' Tne raptal Cared &re. Inceptor USD' and Cash/Sonsity 3s,Zubons Save Inceplcn USD' columns oz. updaktl mot/ lo reflect any Jaen°, captal says and dafrieutions Toe Eattmated veAna USD"♦elan. sorbets otemetiOn rece*ed tyJOI,C8
from the genera/partner Ce ~Boa( 'MC?) m most cases a quarto
pia any intePen Capital alas end less any tarn tutors 'redo to date ante me last vaaraton recoved tom such scarce ty JPMCB
Generally. chstriCkmons of se:unties In kind are valued at fit lair marker value of the securities on the dare of in. thstnOution
'Soo irnpoloo: Ince moron About Pi,valo Investment VatAbons
Important information About Pnvare Investment Valuatrons
Dyed Nut, -nvostrrents and anted partrwsrp and 'nut's( toady compare/ands are genoraay tag ud socimbos. and once: wend guaranteed fee accuracy ot as roaVotklo wallas
Deed couv.5, investments we vetoed a! cost unless there is an acute secondary Yescfing market in the wctides n 'Own case area NA , rnvestments we vetoed using market pnees as of the dace of the last Dustless day Sc'
this statement cwod tented partnershe end Ankkd bobnkty company unts aro valued at cost only if Yabed at cost' rs stated 6,,,to the sonny deception Othenoso es such ands we rated weeding to 1tch eiforal partners ce manners
stifled methodology These rnsttodotras generaPy include an appracal d errs underlyno assets attune lower of cost or a watenciown amount eta value at witch dud party Menem; has occurred et a molest pace den active secondary rnarlid
devabps Cr at a value endorsed by an independent party Pease refer b me lmawd ponnotsit,o a tented liarb4tyosoioony docurrvntotioo for each sonny for the spec& vatuatcn i.e....Levy used by the werel partner or manner for mat scatty
JPMCB °cores* disclaims any responsiNey for (I) the accuracy of the entormaton and the metiv:ckatgy used by me issue general partner or manager used in drernna the sea ratons (2) any errors or °mesons or corrohng a desemnans the
valuators and (3) any a
to which th• vs/00°ns ye put V•hations deo feovdcd for 'Mt:emotion purposes *Ay and ere intended soloiy for yea* own use
This statement does not prornsfe tar reporting on the Anted parMarshya and sowed Lob,dy unts Pone ccedmuo to ray upon the gonorar partner ot genera: rranwier
entey for this
emotion
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037123
SDNY_GM_00306321
EFTA01511302
--- SOURCE: IMAGES__0123__EFTA01511303.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511303.pdf
----------------------------------------
2001
Account Number
FINANCIAL TRUST COMPANY, INC.
November 01, 2001 - November 30, 2001
JPMorgan Chase Bank
345 Park As enue, New York, NY 10154-10112
O JPNlorgan Private Bank
Asset Account Portfolio
I.'age 8 of
In:porton( Informat4on 'haul PICINI and VelUationS
Prces some of who, are prove:led by preing serinCes a other sources whet, ne deennetatUe we not ow/anted Ibi et-curacy or as reeAzable valves
Yetis:on, of ove+1.rtecounter denvatve Panzachons =Wm° eaten denvatNes restated *post products have been prepived on a and -market Ms's These reluebons we mdCeterc vales es of the close dbusness of the datecities statement
and eiCepl as dherwae agreed .n ...wiry. these valuatOns do rot represent the actual Wins at at") transattOnS or 'Kure.. could be bought Or sold Cr Mr Sansacham Coutf te entered wil0 a the actual teems On nrtCh eostav fransaCtOns Or
secwdes 0,c4:1 be Agudaled as of the dated this statement We do not aafrant thee canriknentkis b aCaney ThesSe veliatiOns Ye devared leOm preateary nvdeS based upon wed retogneed Martial pnnoples and ne Pave. when necemsary to